Learning About Mediation from Being a Participant

I had a unique mediation opportunity to last week: I was a participant (defense attorney) in a mediation. Here are eight things I learned about mediation:

1. It can be useful for the mediator to meet with the attorneys just before the start of the mediation. This gave the mediator an opportunity to hear each attorney’s argument, and hoped-for outcome. As a mediator, I may meet with the attorneys together, apart from their clients, at some point during the mediation, but I rarely meet together with all attorneys prior to the mediation. In this case, I had never met or spoken with opposing counsel (my discussions had all been with his partner) so it was helpful to meet him beforehand.

2. The mediator’s personal stories can be very helpful. In keeping with neutrality, it’s generally not advisable for the mediator to describe personal experiences related to the topics at hand, so I rarely do when I mediate. But our mediator shared a couple family stories, as well as a couple litigation stories, that were timely and on-point. Since the parties in our case were strangers, this humanized the process for all of us.

3. It made me anxious when the mediator began asking questions of my client in joint session. As a mediator, I usually ask the attorney’s permission before questioning their client, and our mediator did too—but I was still on edge, worried that my client would inadvertently undermine our mediation strategy, or cave in altogether. My take-away from this as a mediator is to be cautious about going too far with client questions during the joint session, be certain that these questions need to be answered in joint session rather than in caucus, and to be on high alert for cues from the attorney regarding the limit.

4. As an attorney, I really wanted to hear our mediator’s opinion about the strength of our case, since he’s a seasoned litigator. In the facilitative model of mediation, the mediator eschews any party attempts to get the mediator to share a personal opinion regarding the outcome of the mediation. In this case, I knew that our mediator had more experience in the subject-matter of our case than I did, and I truly wanted to hear his opinion – and he was not shy in offering it, which I found affirming.

5. The mediator needs to help each side negotiate. I already know this, but I sensed it in a different way as an advocate. In caucus, I asked the mediator to see if he could get the plaintiff to lower their price, but I didn’t provide a reason for them to do so. The mediator came back with a lower figure, tied to an apology from the defendant. I agreed, but I was also chagrined, because I’m a big proponent of apology in mediation—I train and teach about it all the time, and yet here it never crossed my mind!

6. Commend people for their good work. When the mediator commended the attorneys at the end of the mediation, for arguing strongly but never personally, it felt good. I like to commend everyone at the end of the mediation for cooperating and treating one another well, but I don’t always remember; now that I know how good it feels to hear that, I will make an extra effort to include this in my mediations.

7. The mediator needs to remember stuff the attorneys forget. None of us thought to talk about what should happen with the lawsuit because we were focused on other details of the agreement. It was only after the agreement was signed and copied that opposing counsel mentioned the lawsuit. I wish the mediator had raised this topic while we were negotiating other agreement terms.

8. Take the time necessary to draft a good agreement. We were rushed at the end, due to an agreed-to deadline, so the mediator drafted the agreement while the attorneys were still negotiating the details. The mediator included a provision obligating my client to do something that we had discussed, but that is legally unenforceable. I chose not to make an issue of it, which would have delayed the process, but in retrospect I should’ve spoken up.

What made this mediation especially interesting is that I “trained” this mediator, meaning that he went through our 40-hour course, even though he already knew how to mediate. He definitely did not follow our training model–and he did a great job.

Forgive Your Daughter’s Murderer?

Forgiveness intrigues and intimidates me. I have trouble forgiving the clerk who charged me for a double latte when I got just a single, so the thought of forgiving someone who has committed a crime is intimidating. Jesus warned his followers that, if they didn’t forgive others’ offenses, God would not forgive them their own offenses (Matthew 6:15). So we keep working on forgiving, and I am inspired by stories of forgiveness.

One such story was reported in the New York Times this week. (Can Forgiveness Play a Role in Criminal Justice?) Parents of a young woman forgave the man who murdered their daughter, through a “restorative justice” process where the murderer—the daughter’s boyfriend—met together with the victim’s parents, his own parents, the lawyers and a facilitator. Each described the impact from their perspective, and then offered what they thought the consequence should be. I have received training in restorative justice, and have facilitated a few such conferences, but only where the crime was petty—shoplifting, or vandalism. It’s quite rare for it to involve a personal crime, and even more rare for the crime to be murder.

An Episcopal priest who works as a prison chaplain is the one who suggested the restorative justice process to this family. Although the parents are Catholic, it sounds like the facilitator they selected did not integrate spiritual principles into the process. I agree with one of the article’s commenters, who expressed surprise that the family searched for a “national expert” in restorative justice but overlooked Howard Zehr—and Mark Umbreit. Both of these men have been national leaders in this field for decades, and, unlike the facilitator selected, have experience with restorative justice involving murder.

The results were mixed, but it sounds like the parents are glad that they went through this process. “When people can’t forgive, they’re stuck,” said the mother, Kate Grosmaire. “All they can feel is the emotion surrounding that moment. I can be sad, but I don’t have to stay stuck in that moment where this awful thing happened. Because if I do, I may never come out of it. Forgiveness was for me self-preservation.”

Michigan’s New Mediator Standards of Conduct Approved

After three years and several iterations, the new Standards of Conduct for Mediators have been approved by Michigan’s State Court Administrator, and will go into effect February 1, 2013. I’ve been involved with this project from the beginning, and it’s been an interesting ride. I blogged about it in November 2011, and again in May 2012.

What may be unique about these Standards is that they are designed intentionally to address all types of mediation, from general civil to domestic relations to probate. The model standards of conduct promoted by national organizations apply either to general civil mediations, or to domestic relations mediations, so we attempted to merge them into one set. Other state standards tend to lean towards one side or the other (see, e.g., Maryland’s Standards of Conduct for Mediators, virtually identical to the ABA/ACR/AAA model standards, which do not address family mediation issues. Florida’s standards address the spectrum of mediation, but, as they have not been revised since 2000, they do not reflect revisions to model standards.

The most obvious change from the previous version circulated a year ago— and from Michigan’s current standards, and from the Model Standards, on which Michigan’s are based — is that this set contains an additional category, simply entitled, “Safety.” We tried to follow the category headings used in the civil Model Standards, but the standard entitled, “Quality of the Process” became too unwieldy. So we created a new category to contain principles applying to mediations where the safety of a party, or of a person affected by the mediation, could be a concern. The “Safety” category will apply typically to domestic relations mediations, but could also come into play in guardianship and other family mediations. As we worked on this Standard, I learned a lot from fellow committee member Mary Lovik, who works for the DHS and is an expert on the problem of domestic violence. Mary’s familiarity with the federal d.v. statute allowed us to incorporate some of its language into this standard—another ground-breaking feature of these Standards of Conduct.

Substantively, these standards do not depart significantly from the current Standards. They provide more specific guidance to the wide array of problems that can arise in the course of mediation, and they coordinate with other state mediation resources, such as the new court rule on Confidentiality, MCR 2.412, and the Domestic Violence Screening Protocol.

The four of us who comprised the sub-committee that worked most closely on these Standards—Zena Zumeta, Susan Butterwick, Barbara Johannessen and I—will be presenting on these Standards at the ABA’s Section on Dispute Resolution Annual Conference in Chicago this spring. We’re interested to hear others’ reactions to this new approach to Standards of Conduct for Mediators.

“Let Peace Begin With Me”

Let there be peace on earth—and let it begin with me. I attended a Unity church service yesterday, where we closed the service by standing in a circle holding hands and singing that song. I’d like to close—or maybe open—every Peacemaker seminar with that. We all decry the lack of “peace on earth” but we blame it on others. It’s so obvious how other people are preventing peace on earth. But Jesus called us hypocrites for spotlighting others’ faults while neglecting our own. This song reminds us to “begin with me.”

The author of those lyrics, Jill Jackson Miller, had a troubled childhood after her mother died when she was 3, moving from one foster home to another, and never felt loved. After her husband divorced her, she tried to commit suicide, but when she didn’t succeed, she says, “I knew for the first time unconditional love–which God is. God is unconditional love. You are totally loved, totally accepted, just the way you are. In that moment I was not allowed to die, and something happened to me which is very difficult to explain. I had an eternal moment of truth, in which I knew I was loved, and knew I was here for a purpose.” Jill and her second husband, Sy Miller, wrote this song in 1955 after being inspired by a message that peace, to become a manifest reality, must be in the heart of each individual.

As we enter the Christmas season, we will hear many songs, and send many cards, that speak of “peace on earth.” I want to silently add, “and let it begin with me.” Even though I teach peacemaking—or perhaps because I teach peacemaking—I keep encountering situations where I choose whether to “let peace begin with me,” by taking responsibility for my wrongdoing, by overlooking minor offenses, by reaching out in love. Ken Sande’s book, The Peacemaker, is all about how to “let peace begin with me,” and each time I teach its principles, I’m reminded of my obligation to be a peacemaker–and of how difficult that is, apart from the power of Christ at work within me.

May we all focus on our own responsibility to “let there be peace on earth, and let it begin with me.”

Another Mediator Doesn’t Get Sued

National mediator ethics expert Mel Rubin has pointed out that “mediator malpractice” actions are rare. Instead, when a mediator behaves incompetently or unethically, it shows up as a dispute between the parties regarding the enforceability of the mediated agreement. Motions to set aside agreements are, he says, in reality a mediator malpractice action. Dispute Resolution Journal, Fall 2010.

Michigan’s first published case on enforceability of mediated agreements, Vittiglio v Vittiglio (Michigan Court of Appeals Nos. 303724; 304823, July 31, 2012), proves Rubin’s point. According to the Court of Appeals opinion, the mediator did a couple things that many mediators would consider inappropriate, but the mediator was not sued. Instead, the parties engaged in protracted litigation regarding whether their mediation agreement should be enforced.

One of the mediator’s questionable actions concerned the possibility of domestic violence. The wife alleged that one of the reasons she consented to the mediated agreement was because she feared her husband. She argued that her consent was not valid because the husband had threatened in the past to kill her, and that she was in extreme fear of him. Presumably this allegation did not surface prior to the mediation – but it should have, because domestic relations mediators are required to administer a domestic violence protocol (SCAO Model Screening Protocol) to elicit any fear one party may have of the other that could affect that party’s ability to make free and uncoerced decisions in the mediation. Although the Court of Appeals says in its opinion that it “appeared that the mediator took proper care to ensure that the mediation was free from coercion,” the Court did not specify whether the mediator actually administered the protocol. If the mediator did not, that would be contrary to SCAO requirements and the Model Standards of Practice for Family and Divorce Mediation, Standard X.C. Presumably the protocol would have elicited the wife’s fear of the husband and the mediator could have taken steps to ensure her uncoerced decision, or to remove her grounds for contending coercion. In this case, the mediation was conducted via “shuttle diplomacy” where the parties were never in the same room together. This might not be sufficient to protect a wife whose husband wanted to harm her during or after the mediation. If Mr. Vittiglio had actually harmed his wife, this mediator could be open to liability for failure to follow standard procedures – if parties actually sued mediators.

The wife also contended that the mediator and her attorney repeatedly told her that the proposed settlement was better than what she could expect at a trial. Mediators who predict trial outcomes set the stage for results like this case, where a party later alleges coercion. Michigan’s current Standards of Conduct for Mediators state, “A mediator shall recognize that mediation is based upon the principle of self-determination by the parties. This principle requires that the mediation process rely upon the ability of the parties to reach a voluntary, uncoerced agreement.” (Paragraph 2) Many mediators thus refrain from predicting court outcomes. In this case, it’s not hard to imagine that the wife gave clues that she was feeling pressured and the mediator, rather than chiming in with her attorney, should have backed off and suggested an adjournment. Nevertheless, the Michigan Court of Appeals believes that “a certain amount of pressure to settle is fundamentally inherent in the mediation process,” and it did not distinguish whether that pressure comes from the attorney or from the mediator. So, in Michigan, a coerced mediation party might have a difficult time mounting a mediator malpractice case. Cf. Vitakis v. Valchine, 793 So. 2d 1094 (Fla. Dist. Ct. App. 2001), where the appellate court remanded the case to the trial court for consideration of the wife’s allegation that the mediator committed misconduct when he predicted court outcomes and pressured her to settle quickly; that court noted an exception to the general rule that coercion and duress by a third party is insufficient to invalidate an agreement between principals.

In just about every case I’ve seen where parties litigate the enforceability of a mediated agreement, the mediator contributed to the confusion; in other words, the mediator could have prevented the subsequent litigation. I don’t know the full story in this case, and it may well be that the mediator did the best possible under the circumstances, but questions remain. Suing mediators for malpractice is not the best way to encourage good mediation, but it’s also not good for the profession when bad mediators suffer no consequences.